Securities Regulation & Law Report Table of Cases

S.A.C. Capital Mgmt. LLC; Del Giudice v. (D.N.J.), 345
Sadia SA Sec. Litig., In re (S.D.N.Y.), 1580
Safron Capital Corp.; Leadis Tech. Inc. v. (U.S., dism), 447
St. Clare; Gilead Sci. Inc. v. (U.S., rev den), 747
Saleh; SEC v. (N.D. Tex.), 1788
Samueli; U.S. v. (9th Cir.), 1790
S&D Trading Acad. LLC v. AAFIS Inc. (5th Cir.), 1328
Sanders; Aubrey v. (3d Cir.), 1834
Sanofi-Aventis Sec. Litig., In re (S.D.N.Y.), 1829
Santana v. Citibank Global Mkts. Inc. (1st Cir.), 1409
Sarandi v. Breu (N.D. Cal.), 1679
Sarvey; U.S. v. (N.D. Ill.), 629
Saxon Fin. Servs. Inc.; CFTC v. (N.D. Ga.), 1640
Schenk; McLaughlin v. (Utah), 1871
Schering-Plough Corp./ENHANCE Sec. Litig., In re (D.N.J.), 1683
Schmidgall; U.S. v. (W.D. Mo.), 1974
Schmitz, In re (Tex.), 1074
Schroeder; CFTC v. (W.D. Mich.), 945
Schultz v. Ginsberg (Del.), 225
Schwab Investments; Northstar Fin. Advisors Inc. v. (N.D. Cal.), 405
Schwartz v. Blum (4th Cir.), 222
Sea Containers Ltd.; Caiafa v. (2d Cir.), 1037
SEC v.

See name of opposing party

Securities Investor Prot. Corp.

See SIPC

Segal v. Fifth Third Bank N.A. (6th Cir.), 1943
Segal; Fisk Ventures LLC v. (Del. Ch.), 177
Seiden; SEC v. (E.D.N.Y.), 1581
Shaar Fund Ltd.; ATSI Communications Inc. v. (2d Cir.), 1681
Shah, In re (CFTC), 1702
Shakespeare; CFTC v. (W.D. Tex.), 677
Shanahan; SEC v. (E.D. Mo.), 17
Sherbourne Capital Mgmt., Ltd.; SEC v. (D.N.J.), 914
Sherman v. Network Commerce Inc. (9th Cir.), 1786
ShoreTel Inc. Sec. Litig., In re (N.D. Cal.), 1626
Shrader; Nemec v. (Del. Ch.), 881
Shuster; CFTC v. (S.D.N.Y.), 1801
Shuster; SEC v. (S.D.N.Y.), 615
Silverman; SEC v. (11th Cir.), 967
Sims; Clark v. (N.M. Ct. App.), 1498
SIPC v. Madoff Inv. Sec. LLC (S.D.N.Y.), 7; 1004; 1299; 1442; 1658
Sirianni; SEC v. (2d Cir.), 1161
Skilling v. U.S. (U.S., rev grant), 1886
Skilling; U.S. v. (5th Cir.), 68
Sky Capital LLC; SEC v. (S.D.N.Y.), 1313
Skystar Biopharmaceutical Co.; Chien v. (D. Conn.), 1627
Slowey; SEC v. (E.D.N.Y.), 1944
Smith v. Bank of Am. Corp. (U.S., rev den), 1859
Smith v. Horizon Lines Inc. (Del. Ch.), 1694
Smith & Wesson Holding Corp. Sec. Litig., In re (D. Mass.), 666
Soisson; SEC v. (N.D. Tex.), 1684
Son; CFTC v. (N.D. Cal.), 1123
Son; SEC v. (N.D. Cal.), 1123
Sonic Solutions; Westland Police & Fire Ret. Sys., City of v. (N.D. Cal.), 792
South Cherry Street LLC v. Hennessee Group LLC (2d Cir.), 1350
Souza; SEC v. (E.D. Cal.), 1737
Spillan; Amari v. (S.D. Ohio), 868
Spring Inv. Serv. Inc.; Carrington Capital Mgmt. LLC v. (2d Cir.), 1789
Spring Mountain Capital G.P. LLC, In re (CFTC), 66
Standard Inv. Chartered Inc. v. National Ass'n of Sec. Dealers Inc. (2d Cir.), 516
Stanford; U.S. v. (S.D. Tex.), 1206; (5th Cir.), 1613
Stanford Intl. Bank Ltd.; SEC v. (N.D. Tex.), 289; 1393
Staples Inc.; Day v. (1st Cir.), 281
Star Exploration Inc.; SEC v. (N.D. Tex.), 19
Stark Trading v. Falconbridge Ltd. (7th Cir.), 60
State v.

See name of opposing party

State Street Corp.; California v. (Cal. Super. Ct.), 1957
Stein; SEC v. (E.D.N.Y.), 618
Stein; U.S. v. (E.D.N.Y.), 618; 1207
Steinberg v. Ericsson LM Tel. Co. (S.D.N.Y.), 14; (2d Cir.), 1892
Steinger; U.S. v. (S.D. Fla.), 48
Stephanou; SEC v. (S.D.N.Y.), 204
Stephanou; U.S. v. (S.D.N.Y.), 204
Stephens; Gantler v. (Del.), 174
Stepp v. Heartland Indus. Partners LP (Del. Ch.), 1457
Sterling Holding Co.; Levy v. (U.S., rev den), 1191
Stevens, In re (SEC), 1400
Stifel Nicolaus & Co.; Kenosha Unified Sch. Dist. v. (E.D. Wis.), 771
Stifel Nicolaus & Co.; Missouri v. (Mo. Cir. Ct.), 580; (E.D. Mo.), 1456
Stinn; U.S. v. (E.D.N.Y.), 837
STMicroelectronics N.V. v. Credit Suisse Sec. (USA) LLC (FINRA), 296
Stocker; U.S. v. (E.D. Va.), 465
Stockman v. Heartland Indus. Partners LP (Del. Ch.), 1457
Stockman; U.S. v. (S.D.N.Y.), 49
Stone Energy Corp. Sec. Litig., In re (W.D. La.), 426
Stoody-Broser v. Bank of Am. NA (N.D. Cal.), 1694
Strauss; SEC v. (S.D.N.Y.), 838
Strongbow Investments GP LLC, In re (NFA), 1278
Sullivan; Foreclosure Freesearch Inc. v. (Fla. Dist. Ct. App.), 886
Sullivan v. Holland & Knight (M.D. Fla.), 1491
Sunwest Mgmt. Inc.; SEC v. (D. Or.), 409
Superior Court; Tritek Telecom Inc. v. (Cal. Ct. App.), 134
Superior Offshore Intl. Inc. Sec. Litig., In re (S.D. Tex.), 165
Susquehanna Inv. Group, In re (SEC), 406
Sustainable Power Corp.; Borneo Energy Sendirian Berhad v. (S.D. Tex.), 1579
Swanson, In re (SEC), 209
Sydan LP; SEC v. (S.D.N.Y.), 406
Syntax-Brillian Corp.; Tsirekidze v. (D. Ariz.), 1620